Regulatory Compliance Specialist
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Role & Company Overview
📋 Role Overview & Responsibilities
Senior Regulatory Compliance Specialist: Safeguard Our Success! Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU!
We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team. In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.
Responsibilities
- Support litigation & investigations: Interact with lawyers, prepare responses, and manage major fraud cases.
- Handle complaints & inquiries: Review and approve responses, ensuring accuracy and minimizing legal & regulatory risks.
- Oversee market conduct exams: Manage all aspects, including review, reporting, and follow-up actions.
- Serve as compliance resource: Answer questions from operational teams and escalate issues to leadership.
Experience & Education
Experience & Knowledge: 2-5 years in insurance compliance, with deep understanding of life insurance/annuity products and regulations. AML & Suitability Expertise: Strong knowledge of anti-money laundering rules and annuity suitability requirements. Regulatory Pro: Familiarity with market conduct exams and interaction with state insurance examiners. Project Management Savvy: Knowledge of project management methodologies and systems, with leadership skills to ensure compliance across all levels. Strong Communication & Efficiency: Excellent written and verbal communication, multitasking ability, and proficiency in common productivity tools (Excel, Word, Powerpoint). College Degree, MBA Preferred FLMI, AIRC Designations are a plus
Salary: $65-$75k/year
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This position is located in Kansas City, MO with potential relocation and sponsorship assistance depending on candidate qualifications.
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