Broker Dealer Operations Associate
🔒 Direct submission to hiring team • Zero candidate fees
Role & Company Overview
📋 Role Overview & Responsibilities
ResponsibilitiesPreparing and processing all paperwork needed for investment accounts. Maintaining client case files, performance reports, account forms and other paperwork required. Responding to back office inquiries. Preparing client letters and other written communication as requested. Expedites and tracks all account transfers, rollovers and mutual fund networking. Gather internal information for the meeting with client/prospectQualifications2+ years of experience within Operations within RIA, Broker Dealer or Investment firmBachelor's degree in related field
Frequently Asked Questions
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Click the “Apply for this Position” button on this page to submit your application directly to Ascendo Resources without recruitment intermediary fees.
Is this position eligible for remote work or visa sponsorship? ▼
This position is located in Fort Lauderdale, FL with potential relocation and sponsorship assistance depending on candidate qualifications.
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